Broker Investigations
Gino Rahman, Merrill Lynch, Barred by FINRA
FINRA Bars Gino Rahman, Merrill Lynch Broker, after Allegations According to public records, the Financial Industry Regulatory Authority...
Three Brokers Barred in Horizon Ponzi Scheme
SEC Bars Three Brokers in Horizon Ponzi Scheme Today the US Securities and Exchange Commission (SEC) announced it has settled charges with...
Gabriel Edelman, ex-Spartan Capital Broker, Barred by SEC
SEC Charges Gabriel Edelman with Crypto Scheme According to Investment News on Friday, the SEC has reportedly barred Gabriel Edelman, a...
Surage Roshan Perera Sentenced for Defrauding Investors
Surage Roshan Perera, Aegis Broker, Allegedly Stole Millions from Investors Surage Roshan Perera, founder of Janues Capital, Inc. in...
Eddy Blizzard Sentenced for Stealing $1M+ from Client
Ex-Suntrust Advisor Eddy Blizzard Sentenced to Prison Eddy Ray Blizzard, a Maryland financial advisor, was reportedly sentenced to 42...
Michael Gravelyn, Northwestern Mutual, Barred by FINRA
FINRA Bars Northwestern Mutual Broker Michael Gravelyn after Allegations According to public records, FINRA, the self-regulator, has...
