Securities Fraud Articles
Broker Due Diligence
Broker Due Diligence: Are your Investments Appropriate for you? Broker due diligence is a process undertaken by brokerage firms to ensure...
FINRA Rule 2090: Know your Customer
What is FINRA Rule 2090? FINRA Rule 2090, also known as the “Know Your Customer” rule, was created by the Financial Industry...
Annuity Investment Fraud
Annuity Investment Fraud According to an article in Financial Planning this week, we are in a “historic boom for annuities,” and...
Center Street Securities Regulatory History Overview
The White Law Group is reviewing the regulatory history of Center Street Securities Inc. Center Street Securities...
Parkland Securities Complaints and Regulatory Actions
The White Law Group is investigating potential securities claims involving Parkland Securities Parkland Securities, based in Ann...
Social Media Apps & Investment Fraud Schemes
How to Prevent becoming a victim of a Social Media Scam According to Investment News this week, the potential misuse of social media...
