Securities Fraud Articles
Brokered CDs: Risks vs. Rewards
Brokered CDs: Weighing the Risks and Rewards Certificates of Deposit (CDs) are typically known as a secure way to grow your savings while...
UBS to pay $1.435 Billion for Fraud
UBS Settles Charges for fraud related to residential mortgage-backed securities (RMBS) UBS AG and affiliates have agreed to pay...
Understanding Options Trading – Is it right for you?
Overview and Risks of Options Trading Have you lost your investment portfolio in trading options? If so, the attorneys at The White Law...
What is a Mini-Tender Offer?
Understanding Mini-Tender Offers According to the Securities and Exchange Commission, “Mini-tender” offers involve tender...
Investor Alert: Avoiding Affinity Fraud
What is Affinity Fraud? According to reports, investment scams that target members of identifiable groups, such as religious or ethnic...
FINRA Rule 3240 Borrowing From or Lending to Customers
Is it OK for Brokers to Borrow from Customers? FINRA Proposes Tightening Rule On Borrowing According to filings with the SEC on January 3,...
