Securities Fraud Articles
FINRA Fines 6 Firms Over REIT Sales
The Financial Industry Regulatory Authority (FINRA) fined six independent broker dealers who failed to give certain clients discounts on...
Santander Fined Over Puerto Rican Bond Sales
The Financial Industry Regulatory Authority (FINRA) recently settled charges against Santander Securities LLC for supervisory failures...
Recovery of Losses from UBS’ V10 Enhanced FX Carry Strategy
Have you suffered investment losses in UBS’ V10 Enhanced FX Carry Strategy? If so, the securities attorneys of The White Law Group may be...
Blackstone Group $39 Million Settlement
Investor Alert: Blackstone Group According to reports, three fund advisors with The Blackstone Group have agreed to pay nearly $39 million...
UBS Structured Notes Linked to the V10 Currency Index
Have you suffered investment losses in UBS Structured Notes Linked to the V10 Currency Index with Volatility Cap? If so, the securities...
ThinkAdvisor’s Dirty Dozen
Ever wonder who were the worst financial advisors of 2015? ThinkAdvisor compiled a list of the Dirty Dozen, 12 financial advisors who...
