Securities Fraud Articles
Sean Michael Kane Allegedly Deceived Clients
SEC Bars Sean Michael Kane after Allegations of Misconduct The SEC has reportedly barred Sean Michael Kane, a financial advisor from...
SEC Chair Gary Gensler may Resign Following Trump Win
Regulatory Shift after 2024 Election Following Donald Trump’s victory in the presidential election, many in the finance and advisory...
Merrill Lynch Harvest CYES Lawsuits Update
SEC Sanctions Merrill Lynch, Harvest for High Risk Trading Strategy: “Collateral Yield Enhancement Strategy” (CYES) According to a...
JP Morgan Client with Dementia is Refused Trial
JP Morgan Client Lost $50 Million while Suffering from Dementia According to news reports this week, an 87-year-old former JPMorgan client...
FlowPoint Partners Charged with Fiduciary Breaches
SEC Charges Florida Firm with Fiduciary Breaches Linked to Private Funds The SEC has reportedly charged FlowPoint Partners, a Florida-based...
Wells Real Estate Investment: Alleged Ponzi scheme
SEC Charges: $56 Million South Florida Real Estate Ponzi Scheme The U.S. Securities and Exchange Commission (SEC) recently filed an...
