Securities Fraud Articles
Michigan Charges Ernest Romer III with Fraudulent Conduct
FINRA Bars Ernest Romer III from Securities Industry According to reports, on August 16, 2017, Michigan’s Department of Licensing and...
Strategic Realty Trust Secondary Market Listing $4.51/Share
Investigating Potential Claims Involving Strategic Realty Trust Have you suffered investment losses in Strategic Realty Trust (SRT)? If so,...
Update: UDF Funds Unable to File Periodic Reports
UDF Funds haven’t filed financial statements since 2015 Have you suffered losses investing in UDF Funds? If so, the securities attorneys...
Legend Securities to Pay Restitution to Customers
Legend Securities Censured and Fined According to the Financial Industry Regulatory Authority, on June 22, 2017, an OHO Decision became...
Ex-Broker Anthony J. Verzi Barred from the Securities Industry
Ex-Broker Anthony J. Verzi Barred from the Securities Industry According to FINRA, on June 7, 2017, Anthony J. Verzi (CRD #1186572,...
MA Commonwealth Secretary Galvin Investigates broker ‘kickbacks’
New York Times op-ed piece sparks investigation into broker kickbacks According to reports on Tuesday, Massachusetts securities regulator,...
