Securities Fraud Articles
Mark Kaplan Reportedly Barred for Churning 93-year old client’s account
Broker Mark Kaplan allegedly executed 3,500 trades that resulted in $723,000 in losses According to the Financial Industry Regulatory...
David L. Barber Reportedly Barred from Securities Industry
Madison Avenue Securities Discharges David L. Barber after FINRA Award According to the Financial Industry Regulatory Authority (FINRA),...
Florida Town Councilman Tom Buck Resigns after Charges
Former Merrill Lynch Advisor and Councilman Tom Buck faces 25 Years if Convicted Have you suffered investment losses with former financial...
Woodbridge Securities Update – Securities Investigation
Lawsuit Involving HD Vest Financial Advisors Jerry D. Raines and Donna L. Barnard The White Law Group continues to investigate potential...
FINRA Awards UBS Clients $500,000 for Puerto Rico Bonds & CEFs
The White Law Group continues to Investigate Potential Claims involving UBS Puerto Rico Bonds and closed- end bond funds. According to the...
NJ Financial Advisor Jeffrey Palish Arrested for Theft by Deception
Ex-Wells Fargo Advisor Jeffrey Palish Allegedly Stole from Elderly Clients According to an article in the Pascack Valley Daily Voice,...
