Securities Fraud Articles
Miami Advisor Thomas Meier Barred from Securities Industry
FINRA Bars Former Morgan Stanley Broker Thomas Meier for unauthorized trades According to the Financial Industry Regulatory Authority...
Ex-broker Kevin Wanner Pleads Guilty Wire Fraud, Money Laundering
Investigating Potential Lawsuits– Kevin Wanner – Questar The White Law Group continues to investigate potential claims involving North...
New Charges against Anthony Diaz for Mail & Wire fraud
Update – Anthony Diaz -Securities Fraud Investigation The White Law Group continues to investigate potential claims involving former...
Mark Kaplan Reportedly Barred for Churning 93-year old client’s account
Broker Mark Kaplan allegedly executed 3,500 trades that resulted in $723,000 in losses According to the Financial Industry Regulatory...
David L. Barber Reportedly Barred from Securities Industry
Madison Avenue Securities Discharges David L. Barber after FINRA Award According to the Financial Industry Regulatory Authority (FINRA),...
Florida Town Councilman Tom Buck Resigns after Charges
Former Merrill Lynch Advisor and Councilman Tom Buck faces 25 Years if Convicted Have you suffered investment losses with former financial...
