Blog
UBS Financial Services: FINRA Claim
FINRA Lawsuit filed against UBS involving Unsuitable Investments The White Law Group announces the filing of FINRA claim against UBS...
Aequitas Execs Sentenced to Prison for $300 M Fraud
Aequitas Management Fraud Scheme Raised $300 M from Unsuspecting Investors Three former executives of Aequitas Management, LLC, and related...
Somerset Securities Inc.: FINRA Claim
The White Law Group Files a FINRA Claim against Somerset Securities Inc. The White Law Group announces the filing of a FINRA arbitration...
SW Financial Ordered to Pay $3.2 M for Churning Claim
SW Financial Sued for Excessive, Unsuitable and Unauthorized Trading According to a FINRA award on August 30, a three-person panel...
Know your Rights: Investment Cold Calling
What is Investment Cold Calling? Investment cold calling is a marketing and sales practice where financial professionals, such as brokers,...
MSC Income Fund Inc. – Update on the Investigation
MSC Income Fund Liquidation Are you concerned about your investment in MSC Income Fund Inc. on the recommendation of your financial...
