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Written by 3:47 pm Blog, Investment Loss Recovery

Securities Investigation: Allied Integral United, Inc.  

Securities Investigation: Allied Integral United, Inc.  feautred by top securities fraud attorneys, the White Law Group

Allied Integral United, Inc.: FINRA Claims for Recovery 

Are you concerned about your investment in Allied Integral United, Inc.? If so, The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. 

Allied Integral United, a reg D private placement filed in 2019, was part of an alternative investment scheme developed by a former Triad Broker James Walesa. Numerous investors have suffered losses investing in Allied Integral United and many other alternative investments. According to the Form D, the total offering amount sold to investors was purportedly $164,100,000. 

The White Law Group is currently representing investors in claims against Triad Advisors and Arkadios Capital. The claims allege misrepresentation and unsuitable investment recommendations, among others. 

Alternative Investment Losses 

The trouble with alternative investments is that they lack liquidity and are inherently risky. Compared to traditional investments, such as stocks, bonds and mutual funds, alternative investments are more complex and are better suited for investors that can afford to risk the total losses of their investment.

Financial advisors and brokers often earn extremely high sales commission selling private placement investments, sometimes as high as 15%. Unfortunately, the high sales commissions associated with private placement investments often provide some broker dealers with enough incentive to overlook suitability requirements.

Broker Due Diligence

Brokers are required to perform adequate due diligence on any investment they recommend and to ensure that all recommendations are suitable for the investor and are in line with the clients risk tolerance, age, net worth, and investment experience.

If a brokerage firm makes unsuitable investment recommendations or fails to adequately disclose the risks associated with an investment, they may be liable for investment losses through FINRA arbitration. FINRA operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute.

To determine whether you may be able to recover investment losses incurred as a result of your purchase of Allied Integral United, please contact The White Law Group at (888) 637-5510 for a free consultation.

 The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. For more information on the firm, visit www.WhiteSecuritiesLaw.com. 

Tags: , , , , , Last modified: December 6, 2023