Current Investigations
Cetera to pay $7 Million for Allegedly Defrauding Advisory Clients
SEC Obtains Final Judgment Against Cetera for charges of Defrauding Their Advisory Clients According to a press release on October 24,...
Fidelity Series 5+ Year Inflation-Protected Bond Index (FSTDX)
Investigating Potential Claims: Fidelity Series 5+ Year Inflation-Protected Bond Index (FSTDX) Have you suffered investment losses...
Financial Advisor Mitchell Biernick allegedly sold Unsuitable Investments
FINRA Reportedly Bars Advisor Mitchell Biernick after allegations of Unsuitable Recommendations According to the Financial Industry...
Emerson Equity Sues Insurers as GWG Investor Claims Roll in
Top Seller of GWG L Bonds, Emerson Equity, Sues Insurers after Investors file Claims According to an article in Investment News this...
Stephen R Swensen Allegedly Defrauded Investors of $29 Million
SEC Charges Deceased Advisor Stephen Romney Swensen’s Estate with Alleged Ponzi Scheme According to a Litigation Release on Oct. 18,...
iShares JP Morgan USD Emerging Markets Bond ETF (EMB)
Investigating Potential Claims: iShares JP Morgan USD Emerging Markets Bond ETF (EMB) Have you suffered investment losses in IShares JP...
