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Written by 5:20 pm Blog, Current Investigations

 Virtua Alpharetta Northpoint Holdings, Securities Investigation 

 Virtua Alpharetta Northpoint Holdings, Securities Investigation 

Virtua Alpharetta Northpoint Holdings LLC, Investigating Potential Claims 

The White Law Group is investigating potential securities claims involving broker dealers who may have improperly recommended Virtua Alpharetta Northpoint Holdings LLC to investors. 

According to filings with the SEC, Virtua Alpharetta Northpoint Holdings LLC filed a Reg D to raise capital from investors for a real estate fund in 2019. The total offering amount sold to investors was purportedly $3,970,000. 

The problem with alternative investments such as Virtua Alpharetta Northpoint Holdings LLC is that they involve a high degree of risk. They are typically sold as unregistered securities which lack the same regulatory oversight as more traditional investment products like stocks or bonds. Lack of liquidity can also be a problem for investors. Investments such as these are typically sold by brokerage firms in exchange for a large up-front commission. High fees can range from 7-10%, as well as additional “due diligence fees” that can range from 1-3%.  

Potential Lawsuits to Recover Financial Losses 

Despite the risks of investing in private placement investments, brokerage firms continue to push this type of investment because of the high commissions associated with their sale and creation. To learn more, see: Regulation D Private Placement Fraud Attorneys 

If a brokerage firm makes unsuitable investment recommendations or fails to adequately disclose the risks associated with an investment, they may be liable for investment losses through FINRA arbitration. 

FINRA operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute. 

Free Consultation with a Securities Attorney 

If you have concerns regarding your investment in Virtua Alpharetta Northpoint Holdings LLC or another private placement offering, The White Law Group may be able to help you. To speak with a securities attorney about your options, please call the office at 888-637-5510 for a free consultation. 

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. 

For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://www.whitesecuritieslaw.com. 



Tags: , , , , , , , Last modified: January 6, 2023