Current Investigations
Mario Rivero Jr. Reportedly Pleads Guilty to Fraud
Ex-Wells Fargo Advisor Mario Rivero Jr. Allegedly Stole $600,000 from five clients According to an article in Shore News Network, former...
Nathaniel Clay Barred after Allegations of Excessive Trades
SEC Bars Ex-Laidlaw Broker, “Nate” Clay, after Allegations of Fraud According to a press release on January 20, 2023, the Securities...
Investor Alert: Mackenzie REIT Inc.
Mackenzie REIT Inc., Securities Investigation Are you concerned about your investment in Mackenzie REIT Inc.? If so, the securities...
Robert Turner Barred after Allegations of Million-dollar Fraud
Robert Earl Turner, Jr., Waco, Texas, Barred from Securities Industry According to a Letter of Acceptance Waiver and Consent on January...
Metropolis Technologies Inc. – Private Placement Investigation
Investigating Potential Claims: Metropolis Technologies Inc. The White Law Group is investigating potential securities claims involving...
FINRA Sanctions 3 Firms for 529 Overcharges
Securities America, Royal Alliance, and SagePoint pay Restitution to 529 plan Investors According to a Letter of Acceptance Waiver and...
