Current Investigations
Dean Grant Broker Investigation Update
Financial Advisor Dean Grant Reportedly Indicted on Fraud Charges Have you suffered losses investing with Dean Grant in Milledgeville,...
Thomas Lagan Pleads Guilty to Grand Lareceny
Thomas Lagan – Mercer Allied Co. – Albany, NY Have you suffered losses investing with Thomas Lagan in Albany, New York? The securities...
Rocco Roveccio Broker Investigation
Rocco Roveccio, Alexander Capital – Securities Fraud Investigation Have you suffered losses investing with former broker Rocco...
AXA to Pay $600,000 for Violations
AXA Advisors LLC Fined for Reportedly Misrepresenting Junk Bonds According to the Financial Industry Regulatory Authority (FINRA), the...
Brian M. Berger | Broker Investigation
SEC Bars Brian M. Berger, Financial Advisor in Boca Raton, Florida Have you suffered losses investing with Brian M. Berger in Boca Raton,...
John W. Cutshall | Broker Investigation
John W. Cutshall of Lombard Securities Barred Have you suffered losses investing with John W. Cutshall in Woodsboro, MD? If so, the...
