Investigating Potential Lawsuits
Are you concerned about your investment in Capital City Financial Inc.? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment.
The White Law Group is investigating the liability that FINRA registered brokerage firms may have for unsuitably recommending high-risk private placement investments, like Capital City Financial Inc. to investors.
Brokerage firms are required to perform due diligence on any offering they recommend and to ensure that all recommendations made are suitable in light of the client’s age, investment experience, net worth, income, and investment objectives.
If a firm fails to perform due diligence or makes an unsuitable recommendation, the broker-dealer can be held responsible for any losses in a FINRA arbitration claim.
FINRA can help resolve problems and disputes through two non-judicial proceedings: arbitration and mediation. FINRA’s Dispute Resolution forum handles nearly all of the securities-related arbitrations and mediations in the United States.
If you have concerns regarding your investment in Capital City Financial Inc. and would like to speak with a securities attorney about your options, please call The White Law Group at 888-637-5510.
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee.
For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://www.whitesecuritieslaw.com.
[maxbutton id=”1″ ]
Tags: Capital City Financial Inc. complaints, Capital City Financial Inc. investigation, Capital City Financial Inc. investment losses, Capital City Financial Inc. losses, Capital City Financial Inc. ppm, Capital City Financial Inc. private placement, Capital City Financial Inc. recovery options Last modified: July 24, 2019