Current Investigations
Stephen C. Carver Broker Investigation
Financial Advisor Stephen C. Carver, Cetera Advisors in Peoria, IL Are you concerned about investments with Stephen C. Carver in Peoria,...
Christopher A. Fernan Broker Investigation
Financial Advisor Christopher A. Fernan, Salomon Whitney Financial in Melville, NY Are you concerned about investments with Christopher A....
Walter W. Parker Broker Investigation
Financial Advisor Walter W. Parker, Titan Securities in Rowlett, Texas Are you concerned about investments with Walter W. Parker in...
Carter Validus Mission Critical REIT II Decrease in NAV
Concerned about investment losses in Carter Validus Mission Critical REIT II (CV REIT II)? Have you suffered investment losses in Carter...
Steadfast REIT Merger Update May 2020
Steadfast Apartment REIT, Steadfast Apartment REIT III and Steadfast Income REIT Merger Are you concerned about your investment in a...
Robinhood Financial Fined $1.5 Million
FINRA Sanctions Robinhood Financial over Supervisory Issues According to the public records on FINRA’s website, on December 19, 2019,...
