Current Investigations
Edward E. Matthes Fraud Charges
SEC Charges Former Advisor Edward E. Matthes with Defrauding Investors Concerned about investments with Edward E. Matthes? According to a...
Missouri Valley REIT Inc. Securities Investigation
Investigating Claims Involving Missouri Valley REIT, Inc. The White Law Group is investigating potential securities claims involving broker...
Tom A. Puentes Broker Investigation
Financial Advisor Tom A. Puentes, Kestra Investment Services in Woodland Hills, CA Are you concerned about investments with Tom A. Puentes...
Kari M. Bracy Broker Investigation
Financial Advisor Kari M. Bracy, NY Life Securities in Jacksonville Beach, FL Are you concerned about investments with Kari M. Bracy in...
FINRA Award: Former baseball star awarded $1.7 M
Merrill Lynch Recommended Puerto Rican bonds to the former MLV player According to a FINRA award posted Tuesday, a 3 person FINRA...
Royal Alliance to pay $400,000 for Failure to Supervise
Royal Alliance Reportedly Sanctioned for 2 imprisoned brokers who stole $3.8 million According to the Financial Industry Regulatory...
