Current Investigations
Robert Lax Barred from the Securities Industry
FINRA Bars Advisor Robert Lax in Connection with Outside Business Activities The Financial Industry Regulatory Authority (FINRA) has...
Hospitality Investors Trust Inc. Files Chapter 11 Bankruptcy
Hospitality Investors Trust, Inc. (HIT REIT) 2021 Lawsuit *UPDATED* Did your broker recommend an investment in Hospitality Investors Trust...
NYLife Broker Felix Chu Barred from Securities Industry
FINRA Bars NYLife Broker Felix Chu after Alleged Promissory Note Scheme According to the Financial Industry Regulatory Authority...
Deeproot Funds LLC Charged with $58 Million Fraud
SEC charged Advisor, Deeproot Funds and Policy Services Inc. With Defrauding 300 Investors According to The Securities and Exchange...
Investor Alert: RK Berewick Pointe DST
Investigating Claims Involving RK Berewick Pointe DST Are you concerned about your investment in RK Berewick Pointe DST? If so, the...
Jeffrey Scott Anderson Barred from Securities Industry
FINRA Bars Broker Jeffrey Anderson after Allegations of Stealing from Elderly Client According to the Financial Industry Regulatory...
