Current Investigations
Schwab Intelligent Portfolios “Robo-Investment” Investigation
Schwab Intelligent Portfolios Complaints – Securities Fraud Attorneys The White Law Group is investigating potential claims on...
Maryland Bars Broker Marcus Beasley from Securities Industry
Regulators Allege Marcus Beasley, of W&S Brokerage, Offered Unregistered Securities According to an administrative order,...
JP Morgan Fires Edward Turley after Million-dollar Complaints
Edward Turley, JP Morgan Advisor, Fired after Customer Lawsuits According to the Financial Industry Regulatory Authority (FINRA), JP...
Hines Global REIT/HGR Liquidating Trust * Liquidaton Update
HGR Liquidating Trust (formerly Hines Global REIT) Decreases NAV after Special Distribution Are you concerned about your investment...
Broker John Santariello Barred from Securities Industry
FINRA Bars Financial Advisor John Santariello after Allegations of Churning, Excessive Trading, Unsuitability According to the Financial...
Toledo Financial Advisor James Simpson Charged with Fraud *UPDATED*
James Simpson faces Federal Charges for $400,000 Investment Advisor Fraud On September 17, 2021, federal authorities reportedly charged...
