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Written by 3:06 pm Blog, Current Investigations

Crescent Moon Investors LLC Securities Investigation

Crescent Moon Investors LLC Securities Investigation, featured by top securities fraud attorneys, the White Law Group

Concerned about your investment in Crescent Moon Investors LLC?

Are you concerned about investment losses in Crescent Moon Investors LLC? If so, The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. 

Crescent Moon Investors LLC, a real estate fund, reportedly filed a form D to raise capital from investors in 2018. The total offering amount sold to investors was purportedly $7,010,000 according to the filing. The type of securities was equity.  

Reg D private placements, an alternative investment product, are typically sold by brokerage firms in exchange for a large up-front sales commission. In this particular offering the sales commissions and fees were estimated at 8% of the total offering amount, according to the filings with the SEC.  

The trouble with alternative investment products, like Crescent Moon Investors LLC, is that they involve a much greater degree of risk compared to traditional investments, such as stocks, bonds or mutual funds. Alternative investments are typically sold as unregistered securities and lack the same regulatory oversight as more traditional investment products.   

Broker dealers that sell alternative investments are required to perform adequate due diligence on all investment recommendations to ensure that each investment is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience. 

If a broker or brokerage firm makes an unsuitable investment recommendation or fails to adequately disclose the risks associated with an investment, they may be liable for investment losses. 

Free Consultation with a Securities Attorney 

To determine whether you may be able to recover investment losses incurred as a result of your purchase of Crescent Moon Investors or another private placement investment, please contact The White Law Group at 1-888-637-5510 for a free consultation. 

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. For more information on the firm, visit www.WhiteSecuritiesLaw.com. 

 

Tags: , , , , , , Last modified: June 23, 2023