Current Investigations
Geneos Wealth Sanctioned for LJM Funds & GPB Funds
FINRA Censures and Fines Geneos Wealth Management for Rules Violations involving LJM Funds & GPB Funds According to The Financial...
Advisor Scott Fries Settles Fraud Charges with SEC
SEC Alleges Scott Allen Fries Defrauded at least Ten Investors The White Law Group is investigating potential securities claims...
Cell Point LLC Reportedly Charged with $10 Million Fraud
SEC reportedly charges Cell Point LLC, Colorado Biopharma Company According to a litigation release, on February 14, 2022, the United...
Mario Rivero Jr. Reportedly Charged with Stealing from Clients
Mario Rivero Jr., New Jersey Financial Advisor Allegedly Steals $529,870 from Clients According to an article in Financial Advisor IQ...
Forrest Jones, Merrill Lynch, Barred from Securities Industry
SEC Charges Financial Advisor Forrest Jones with Defrauding Investors According to the Financial Industry Regulatory Authority (FINRA),...
SmartStop Self Storage REIT Suspends SRP
The White Law Group is investigating securities claims involving broker-dealers recommendation of Smartstop Self Storage REIT Inc. Are you...
