Current Investigations
Ex-LPL Broker Jonathan Cooke found liable in Fraud Scheme
Ex-LPL Broker Jonathan Cooke found liable in Annuities Fraud Scheme The Securities and Exchange Commission has won a jury trial against...
Naseem Salamah Allegedly Stole $1 Million from 3 Clients
Advisor Naseem Salamah (Tony Salamah) Pleads Guilty to Defrauding Investors Investment Advisor Naseem Salamah (also known as Tony...
Steadfast Apartment REIT Shareholder Lawsuits Investigation
Steadfast Apartment REIT, Inc. Shareholders Approve Merger with Independence Realty Trust, a Publicly Traded REIT According to an...
Dempsey Lord Smith Sanctioned for GPB Capital Offerings
Dempsey Lord Smith Censured & Fined for Unsuitable Sales of GPB Capital Offerings FINRA Reportedly Sanctions Dempsey Lord Smith for...
Geneos Wealth Sanctioned for LJM Funds & GPB Funds
FINRA Censures and Fines Geneos Wealth Management for Rules Violations involving LJM Funds & GPB Funds According to The Financial...
Advisor Scott Fries Settles Fraud Charges with SEC
SEC Alleges Scott Allen Fries Defrauded at least Ten Investors The White Law Group is investigating potential securities claims...
