Author: The White Law Group
FINRA Lawsuit filed against Merrill Lynch involving Unsuitable Investments
FINRA Lawsuit against Merrill Lynch Alleges High Risk Trading Strategy The White Law Group announces the filing of a FINRA Arbitration...
Callable Certificates of Deposits (CDs)
What are Callable Certificates of Deposits? Callable certificates of deposits, otherwise known as (CDs) are a type of CD that can be...
No Appeal for Financial Advisor who Scammed NHL Players
Conviction Sticks for Advisor in $30 Million Fraud Scheme According to Investment News this week, a judge ruled against former financial...
Robert Gerstein, Merrill Lynch Broker, Suspended by Regulator
FINRA Suspends Merrill Lynch Broker Robert Gerstein for Allegations of Unsuitable Trading According to reports this week, FINRA has fined...
Lynn Bryant Barred by Securities Regulator
FINRA Bars LPL Broker Lynn Bryant after Allegations of Private Securities Transactions FINRA, the regulator who oversees broker and...
Darien Bonney Barred by FINRA
Darien Bonney Allegedly Sold Unregistered Securities to Clients According to public records on FINRA’s website, Broker Darien Bonney...
