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Author: The White Law Group

Securities Fraud Articles

Brokers and AI

What is AI? AI is a new and rapidly developing technology that stands for artificial intelligence. It is a branch of computer science that...

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Broker-Dealer Overview

FSC Securities Corp. Regulatory History Overview 

The White Law Group reviews the regulatory history of FSC Securities Corp. ...

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Broker Investigations, FINRA SEC Sanctions

Billy Stanage Jr., Commonwealth Advisor, Barred by Regulators 

Billy Stanage Allegedly Obtained Loan from Client  On July 20, 2023, FINRA, the regulator who oversees brokers and brokerage firms, barred...

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Securities Fraud Articles

Online Trading Scams &  Social Media Fraudsters

How to Avoid Online Trading Scams &  Social Media Fraudsters Online scams are becoming more common these days, as the internet...

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Broker Investigations

Clarice Saw Charged with Defrauding Elderly Client  

New York Advisor Clarice Saw Charged with Defrauding Elderly Client of $2.4 Million According to reports this week, the SEC charged...

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Securities Fraud Articles

Elements of Securities Fraud

Elements of Securities Fraud – What you need to know Securities fraud is a serious crime that involves the manipulation of financial...

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