Author: The White Law Group

Securities Fraud Articles

Shopoff Fund VII, LP: Securities Investigation

Investigating Potential Securities Claims: Shopoff Fund VII, LP The White Law Group is investigating potential securities claims involving...

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Blog, Current Investigations

Cove Omaha MSA DST: Securities Investigation 

Investigating Potential Claims involving Cove Omaha MSA DST  The White Law Group is investigating potential securities claims involving...

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Investment Loss Recovery

Griffin Institutional Access Credit Fund: Investor Alert

Securities Investigation: Griffin Institutional Access Credit Fund  The White Law Group is investigating potential securities claims...

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Broker Investigations, FINRA SEC Sanctions

Wells Fargo Broker Joe David Gainer Jr. Barred by FINRA 

Joe David Gainer Jr. Allegedly Accepted $3 Million Gift from Client According to the Financial Industry Regulatory Authority (FINRA), Joe...

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Blog, Broker Investigations, FINRA SEC Sanctions

Aegis Broker Alan Z. Appelbaum Barred after Allegations

Alan Appelbaum Allegedly made Unsuitable, Unauthorized Trades  The White Law Group continues to investigate potential securities claims...

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Broker Investigations, FINRA SEC Sanctions

Sean Pong, U.S. Bancorp, Barred by FINRA  

FINRA Bars Sean Pong after Allegations of Outside Business Activities According to public records, on June 7, 2023, FINRA, the...

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