Author: D. Daxton White
QA3 Financial to cease operations.
According to the Investment News, QA3 Financial is to cease operations. Facing bankruptcy and a potential net capital violation, QA3...
FINRA Attorney for Financial Advisors
Financial Advisor Attorney – FINRA Employment Lawyer The White Law Group represents financial advisors in a variety of securities /...
FINRA focused on Private Placements and Non-Traded REITs
Broker-dealer sales of opaque and illiquid private investments are squarely in the sights of securities regulators at the Financial...
Merrill Lynch Settles Securities Fraud Charges
Merrill Lynch recently agreed to pay a $10 million fine to settle civil securities fraud charges by regulators who accused the firm of...
FINRA to educate NFL Players on Investment Fraud
The Financial Industry Regulatory Authority (FINRA) Investor Education Foundation and the National Football League (NFL) recently announced...
Recovery of Cole Credit Property Trust REIT losses
Have you suffered investment losses in the Cole Credit Property Trust REIT? The White Law Group may be able to help. The White Law Group is...
