(888) 637-5510

Written by 4:11 pm Blog, Securities Fraud Articles

FINRA Attorney for Financial Advisors

securities employment attorney

Financial Advisor Attorney – FINRA Employment Lawyer

The White Law Group represents financial advisors in a variety of securities / employment related disputes. As experienced securities attorneys, employment law is a natural part of the firm’s practice.

The firm represents financial advisors throughout the country in claims such as promissory note defense, employment termination, expungement proceedings, compensation disagreements, defamation claims, solicitation claims, and employment discrimination.

Hiring a law firm is an important decision.  It is important for a financial advisor with a securities related employment dispute to hire a firm that is experienced in both securities and employment law.

The White Law Group has experience in both areas, having worked on hundreds of promissory note litigation and employment litigation matters, both on behalf of broker-dealers and financial advisors.

The firm’s attorneys have experience representing some of the largest brokerage firms in the world and understand how these firms evaluate various claims and defenses.  This experience is essential in providing the firm’s clients with the best advice in dealing with an employment dispute and in navigating the securities litigation and regulatory forums.

The firm offers guidance in the negotiation of compensation packages and upfront loans, as well as severance agreements, promissory note settlements and restructuring, and non-compete waivers.

The firm also represents financial advisors that have been unfairly terminated.  The termination of the financial advisor / brokerage firm relationship often involves a host of issues, including wrongful termination, non-compete and non-solicitation issues (including the potential breach of non-solicitation agreements), compliance with the Broker Recruiting Protocol, litigation involving the repayment of upfront loans or promissory notes, as well as U-5 defamation and related issues.

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The White Law Group represents financial advisors in navigating this process, as well as providing counsel in post-employment disputes, including severance agreements, re-negotiation of promissory notes and non-compete agreements, as well as ongoing counsel in post-termination investigations by FINRA and the SEC, and in litigation over the employer-employee relationship.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. The firm has over 30 years of securities law experience, including experience working at FINRA and the SEC.

If you are considering retaining a securities employment attorney, contact the securities attorneys of The White Law Group at (888) 637-5510.

For more information of The White Law Group, visit https://www.whitesecuritieslaw.com.

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