Author: D. Daxton White
Yield Seeking Investors Beware of Structured Notes
According to an Investment News report, structured notes are poised to surpass FDIC-principal protected structured certificates of deposit...
Ongoing Investigation Into Non-traded REITs sold by Ray Lucia
Earlier this year Ray Lucia Sr. was charged by the Securities and Exchange Commission for spreading misleading information about his...
Recovery of Reef SWD 2007-A Investment Losses
Reef SWD 2007-A Securities Investigation Have you suffered losses in Reef SWD 2007-A, L.P. (also known as Reef Saltwater Disposal...
LPL sued by Massachusetts securities regulators
According to reports, Massachusetts securities regulators have sued LPL Financial, LLC over sales practices of brokers regarding non-traded...
SEC charges Miami financial advisor with securities fraud.
The Securities and Exchange Commission (the SEC) recently announced the issuance of an Order Instituting Administrative Proceedings and...
