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Broker Investigations

John F. Davenport and J. Davenport Advisors Ordered to Cease and Desist

John F. Davenport and J. Davenport Advisors: Connecticut Regulators Move to Shut Down Norwalk Adviser The securities attorneys at The White...

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Current Investigations

Apollo Diversified Credit Fund: Investor Alert

Apollo Diversified Credit Fund: Investor Alert Apollo Diversified Credit Fund Investor Alert featured by top securities fraud attorneys,...

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Blog

Capulent, LLC Investor Lawsuit Alleges Unsuitable DST Investments

The White Law Group Files FINRA Arbitration Claim Against Capulent, LLC Over Alleged Unsuitable DST Investments The White Law Group, a...

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Broker Investigations

David Taddeo, LPL Financial: Customer Complaints, FINRA Sanctions, and Lawsuits

David Taddeo, LPL Financial: Customer Complaints, FINRA Sanctions, and Lawsuits The White Law Group is investigating potential securities...

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Broker Investigations

Douglas McCauley: Complaints and Lawsuit Investigation After FINRA Bar

Broker Douglas McCauley Complaints and Lawsuit Investigation After Allegations Douglas John McCauley (CRD #1257811), also known as Doug...

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Broker Investigations

Jennifer Ceterko, LPL Financial – Investigation – Outside Business Activities

Jennifer Ceterko, LPL Financial – Barred by FINRA – Outside Business Activities and Supervision Concerns FINRA...

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