Gerald R. Dewes Broker Investigation

Financial Advisor Gerald R. Dewes, Cadaret, Grant & Co., East Amherst, NY

FINRA Reportedly Bars Advisor Gerald R. Dewes after Allegations of Selling Away

Are you concerned about investments with Gerald R. Dewes in East Amherst, NY? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim.

According to public records on the Financial Industry Regulatory Authority’s website, on March 30,  Dewes allegedly refused to appear for on-the-record testimony requested by FINRA in connection with an investigation into his potential alleged participation in undisclosed private securities transactions and outside business activities.

According to his broker profile, Dewes was reportedly registered with Cadaret, Grant & Co. in East Amherst, NY from 2014 until 2019 when he was allegedly discharged after allegations that he “sold away from the firm by soliciting client investments into an undisclosed outside business activity, Elite Roasters, Inc. for which he was an officer and director. Internal review continues.”

Broker Investigation

The White Law Group is investigating potential securities fraud lawsuits regarding the liability that Dewes’ employers may have for failure to properly supervise him.

If you are concerned about your investments with Gerald R. Dewes, please call the securities fraud attorneys at The White Law Group at 888-637-5510 for a free consultation. 

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. We represent investors in FINRA arbitration claims in all 50 states including New York. Our attorneys have recovered millions of dollars from many brokerage firms in the past.

For more information on The White Law Group, and its representation of investors, please visit www.WhiteSecuritiesLaw.com.