Jeffery Bruce Risinger (CRD #6148229, Fishers, Indiana) recently submitted an AWC in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Risinger consented to the sanction and to the entry of findings that he refused to appear and provide FINRA with on-the-record testimony related to allegations that he participated in a Ponzi scheme. The findings stated that the SEC has filed a civil complaint against Risinger.
For the full FINRA findings, see FINRA Case #2015045682501.
According to Risinger’s FINRA Broker Check, he was registered with PIN Financial from 03/2014 – 05/2015
The foregoing information, which is all publicly available on FINRA’s website, is being provided by The White Law Group.
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. The firm represents investors throughout the country in FINRA arbitration claims against their brokerage firm.
For more information on The White Law Group, visit https://whitesecuritieslaw.com.
Tags: Jeffery Risinger FINRA charges, Jeffery Risinger FINRA investigation, Jeffery Risinger FINRA lawsuit, Jeffery Risinger Indiana, Jeffery Risinger PIN Financial, Jeffery Risinger SEC inquiry, Jeffery Risinger SEC litigation, Jeffery Risinger SEC sentencing, Ponzi Scheme Last modified: December 22, 2022
