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Securities Fraud Blog, The White Law Group and D. Daxton White

The Securities Fraud Blog of The White Law Group and D. Daxton White

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm.  The firm has handled over 700 FINRA arbitration cases across the country since 2010. 

The firm’s FINRA attorneys specialize in representing individuals related to securities, investments, and financial regulation. Financial Industry Regulatory Authority (FINRA) is the self-regulator that oversees brokers and brokerage firms.

The FINRA attorneys at The White Law Group represent clients in arbitration and mediation proceedings related to securities disputes, providing guidance and advocacy to help clients achieve a favorable outcome.

If an individual or entity is involved in a dispute related to securities, such as a breach of contract, fraud, or misrepresentation, they may need the assistance of a FINRA attorney. These lawyers are familiar with the rules and regulations governing the securities industry and can help clients navigate the complex legal process involved in resolving such disputes.

FINRA has the authority to investigate and discipline firms and individuals for violations of securities laws and regulations. If a person or entity is the subject of a FINRA investigation, they may need the assistance of a FINRA attorney to help them respond to the investigation and defend against any potential charges or penalties.

The securities attorneys at The White Law Group, D. Daxton White, and Michael Kennedy, can also help individuals and firms navigate the complex process of obtaining and maintaining securities licenses, as well as ensuring compliance with relevant laws and regulations.

To learn more about our ongoing investigations, and cases involving securities fraud, please visit our blog

With over 30 years of securities law experience, the attorneys at the White Law Group have the knowledge to help you to recover your investment losses. The firm’s attorneys have recovered over $50,000,000 on behalf of investors .  

To contact The White Law Group, please call 312-238-9650. Or, for more information on the firm, please visit the firm’s website at https://whitesecuritieslaw.com.

Tags: , , , Last modified: June 5, 2023