Tesoro Del Alma Inc. Investors may have Claims
Did you suffer losses investing in the Tesoro Del Alma Inc.? If so, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment.
Tesoro Del Alma Incorporated is a gold mining company located in New Mexico.
According to public records provided by the Financial Industry Regulatory Authority, between August 2014 and March 2016, seventeen customers were allegedly solicited to make purchases in a gold mine, Tesoro Del Alma, Inc. by former Cetera financial advisor Ken Balser of Colorado Springs, CO.
Tesoro Del Alma Investors have reportedly not received any returns from their investments.
Balser was reportedly barred by FINRA and the Colorado Division of Securities after allegations of selling away from the firm and allegedly failing to inform his member firm, Cetera, about the investment.
Broker dealers are required to perform adequate due diligence on any investment they recommend. They must ensure that all recommendations are suitable for the investor. Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience.
Filing a Complaint against your Brokerage Firm
If you have suffered losses investing in Tesoro Del Alma Inc., the securities attorneys at The White Law Group may be able to help you. To speak to a securities attorney about the potential to recover your investment losses, please call the offices of The White Law Group at 1-888-637-5510 for a free consultation.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.
For more information on The White Law Group, visit www.whitesecuritieslaw.com.
Tags: Ken Balser Cetera, Ken Balser Tesoro Del Alma, Tesora Del Alma gold mind, Tesoro Del Alma Inc. class action, Tesoro Del Alma Inc. complaints, Tesoro Del Alma Inc. distributions, Tesoro Del Alma Inc. investigation, Tesoro Del Alma Inc. lawsuit, Tesoro Del Alma Inc. losses, Tesoro Del Alma Inc. NAV, Tesoro Del Alma Inc. Shareholder Last modified: August 11, 2020