Tag: securities fraud lawyer
Resolving Securities Disputes – FINRA Arbitration & Mediation
The Financial Industry Regulatory Authority Dispute Resolution FINRA operates the largest securities dispute resolution forum in the United...
SEC Bars Former Merrill Lynch Advisor Tom Buck
Merrill Lynch Advisor Tom Buck Recover your Losses According to a press announcement from The Securities and Exchange Commission on...
SEC Examiners Protecting Investors from Overcharges
Financial Advisors under Scrutiny in 2018 According to the Securities and Exchange Commission, the regulator will be paying attention when...
United Mortgage Trust – Secondary Market Sale $.75/Share
Investigating Potential Claims – United Mortgage Trust The White Law Group continues to investigate potential claims involving broker...
Finra Bars Two Brokers for Allegedly Misusing Funds
FINRA Bars Two Brokers, Matthew Kerby and Matthew Peregoy for Separate Matters According to the Financial Industry Regulatory Authority...
Former Cetera Advisor Daniel B. Vazquez charged with Fraud
SEC Files Charges – Hoplon Financial Group & Former CEO Daniel B. Vazquez According to a press announcement yesterday, the Securities...
