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Tag: FINRA attorney

investment fraud

Securities Fraud Articles

June 8, 2017

Investor Alert: Recognizing Senior Investment Fraud

The SEC’s Office of Investor Education and Advocacy recently issued an Investor Bulletin to identify when a senior has been a victim of...

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Blog, Podcasts, Securities Fraud Articles

November 5, 2015 • One Comment

Wall Street V. Main Street Podcast – Episode 5

Wall Street V. Main Street Podcast – Episode 5 – How to Vet and/or Fire your Financial Advisor ...

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Blog, Podcasts, Securities Fraud Articles

August 20, 2015 • One Comment

Wall Street v. Main Street Podcast – Episode 1

Wall Street v. Main Street Podcast – Episode 1 – REITs with Guest Nicholas L. Bruce, Esq. In this episode, Mr. White discusses...

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Blog, Securities Fraud Articles

November 11, 2013

New Jersey Broker Defrauds $1.3M from Elderly Parents

According to Financial Advisor Magazine, former Lincoln Financial Advisors broker, Hugh R. Hunsinger, Jr., was sentenced to 5 years in...

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Blog, Securities Fraud Articles

September 21, 2011

Unauthorized Trading (Trading without Permission)

Unauthorized Trading The following is a video about unauthorized trading from our securities fraud practices informational series. ...

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Blog, Securities Fraud Articles

January 7, 2011

Local California Counsel for FINRA Arbitrations

Local California Counsel for FINRA Arbitrations The White Law Group often serves as local counsel throughout California for out-of-state...

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