Tag: Chicago broker fraud attorney
Investment Losses – Anthony Diaz – 42 Customer Complaints
Update on Anthony Diaz – Securities Fraud Investigation Have you suffered losses investing with former financial advisor Anthony Diaz...
FINRA Bars NY Advisor Ricardo Rodriguez-Stern
Ricardo Rodriguez-Stern Barred for failure to provide information According to the Financial Industry Regulatory Authority (FINRA), the...
United Mortgage Trust – Secondary Market Sale $.75/Share
Investigating Potential Claims – United Mortgage Trust The White Law Group continues to investigate potential claims involving broker...
Joseph C. Farah Barred from Securities Industry
FINRA Alleges Joseph C. Farah Churned Customer’s Account According to the Financial Industry Regulatory Authority, on January 17, 2018,...
Update on Securities Fraud Investigation: Chicago Advisor Daniel Glick
Daniel Glick Pleads Guilty to $5.2 M Misappropriation According to a press announcement Monday, the SEC has reached a plea agreement with...
$4 million FINRA Award – Case Against Former PA broker Anthony Diaz
FINRA Awards $4 Million to Investors According to The Financial Industry Regulatory Authority yesterday, FINRA arbitrators awarded more...
