Written by The White Law Group• May 31, 2019• 6:21 pm• Blog, Current Investigations

Robert Charles High II | Broker Fraud Investigation

Robert Charles High II Broker Investigation, Featured by Top Securities Fraud Attorneys, The White Law Group

Robert Charles High II – FBI Investigation

Have you suffered losses investing with financial advisor Robert Charles High II? If so, the securities attorneys at The White Law Group may be able to help you recover your losses through FINRA Arbitration.

High was reportedly suspended on April 18, 2019, from associating with any FINRA member firm in any capacity, according to the Financial Industry Regulatory Authority. According to the FINRA announcement if High fails to request termination of the suspension within three months of the date of the Notice of Suspension, he will automatically be barred on June 28, 2019, from association with any FINRA member at any time.

According to his FINRA BrokerCheck report, Robert High was a registered representative with First Financial Equity Corp. in Scottsdale, AZ from April 2012 until February 2019 when he was allegedly discharged for “violations of firm policies.”

High reportedly has 7 customer complaints/claims filed against him dating back to 2006. The most recent complaint on March 14, 2019 states “alleged misappropriation of funds.” The damage amount requested is $146,000.

Further, High’s broker report states that he is under investigation by the FBI for “potential forgery/misappropriation of funds.”

Failure to Supervise

The White Law Group is investigating potential claims involving Robert Charles High II and the liability his former employers may have for failure to properly supervise him.

Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of their Broker(s).

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.

We represent investors in FINRA arbitration claims in all 50 states, including Arizona. Our attorneys have recovered millions of dollars from many brokerage firms in the past.