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Written by 4:55 pm Blog, Securities Fraud Articles

Recovery of DCM Alpha Fund Losses

Did you purchase DCM Alpha Fund, LLC and suffer investment losses? If so, The White Law Group may be able to help you recover your losses through a FINRA dispute resolution claim.

According to the Reg-D Form filed with the SEC, DCM Alpha Fund is an unregistered pooled investment fund that was first sold in 2006. DMC launched additional offerings in 2010 and 2011.

Unregistered securities are inherently risky due to the lack of regulatory oversight. Compared to more traditional investments such as stocks or mutual funds, these speculative investments are generally more complexly structured and often considered high-risk products.

Broker-dealers that sell unregistered securities, like the DCM Alpha Fund, have to have “reasonable grounds” for believing an investment recommendation is suitable for a client. The recommendation should be consistent with the clients age, risk tolerance, investment experience, net-worth and investment objectives. If your broker dealer sold you an investment that was not suitable, they can be held liable for your financial losses in a claim with the Financial Industry Regulatory Authority (FINRA).

To speak with a securities attorney about your potential to recover your investment losses in DCM Alpha Fund or another unregistered securities fund, please call The White Law Group at (312)238-9650 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida.

For more information on The White Law Group, please visit our website at www.WhiteSecuritiesLaw.com.

Tags: , , , , , , , , , Last modified: July 17, 2015