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Written by 7:32 pm Blog, Securities Fraud Articles

Ralph Willard Savoie barred from securities industry

According to a recent FINRA announcement, Ralph Willard Savoie (CRD #411660, Mandeville, Louisiana) recently ubmitted an AWC in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Savoie consented to the sanction and to the entry of findings that he refused to respond to FINRA requests for information and documents during the course of its investigation into allegations that he misappropriated more than $665,000 from at least one member firm customer. (FINRA Case #2015046239401)

According to his FINRA Broker Check, Savoie was registered with ING Financial Partners from 03/2007 – 07/2013.

The foregoing information has been provided by The White Law Group.  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.  For a free consultation with a securities attorney, please call the firm’s Chicago office at 312/238-9760.

For more information on the firm and its representation of investors, visit https://whitesecuritieslaw.com.

Last modified: December 15, 2015