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Written by 5:23 pm Blog, Securities Fraud Articles

PAZ Securities and Joseph Mizrachi expelled from FINRA

FINRA recently announced that PAZ Securities was expelled from FINRA membership and Joseph Mizrachi was barred from association with any FINRA member in any capacity. The U.S. Court of Appeals upheld the SEC’s decision to affirm the sanctions that FINRA imposed. Apparently the sanctions were based on findings that PAZ Securities and Mizrachi failed to FINRA’s requests for information. PAZ Securities is a broker-dealer that operated in Boca Raton, Florida.

If you have questions about your investments with PAZ Securities, or if you believe that you have been the victim of a securities fraud, The White Law Group may be able to help. To speak to a securities attorney, please call our Chicago office at 312-238-9650.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida.

To learn more about The White Law Group, visit https://whitesecuritieslaw.com.

Tags: , , Last modified: July 17, 2015