Omni Diversified Fund LLC – Private Placement Investment Losses
Are you concerned about your investment in Omni Diversified Fund LLC? The White Law Group is investigating potential securities claims involving the high-risk private placement offering.
The White Law Group is investigating potential securities claims involving broker-dealers who may have improperly recommended Omni Diversified Fund LLC, a Regulation D private placement offering, to investors.
According to a Form D filed with the SEC, Omni Diversified Fund LLC was organized in Delaware in 2020 and is headquartered in Massapequa, New York. The fund filed a Reg D offering on June 11, 2020, to raise up to $100 million, with a minimum investment of $10,000.
What is a Private Placement Investment?
Reg D Private placements are often sold by brokerage firms in exchange for high commissions and fees. These investments are typically illiquid, high-risk, and not suitable for most retail investors, particularly those with a conservative risk tolerance or need for liquidity.
Despite these risks, some financial advisors may misrepresent or fail to adequately disclose the risks involved when recommending such products, leading to devastating investment losses.
Recovery of Investment Losses- Omni Diversified Fund
If your financial advisor recommended Omni Diversified Fund LLC and you suffered losses, you may be able to recover your investment through FINRA arbitration, a forum for resolving disputes between investors and their brokerage firms.
Brokerage firms have a duty to perform adequate due diligence on any investment they recommend and to ensure that the investment is suitable for the investor’s specific financial situation and risk tolerance.
Filing a Complaint
If you believe your advisor recommended an unsuitable private placement investment or failed to adequately disclose its risks, you may be able to file a FINRA arbitration claim to recover your losses.
Free Consultation with a Securities Attorney
To speak with a securities attorney about your investment in Omni Diversified Fund LLC, please call The White Law Group at 888-637-5510 for a free consultation.
The White Law Group has handled over 800 FINRA arbitration claims involving fraud, negligence, and unsuitable investments on behalf of individual investors across the country.
Frequently Asked Questions
What is a Regulation D Private Placement?
Reg D offerings are unregistered securities sold to a limited number of investors. While they are exempt from SEC registration, they are not free of risk and lack many investor protections.
Can I sue my broker for recommending a bad investment?
If your broker failed to perform due diligence or recommended an unsuitable investment, you may be able to file a FINRA arbitration claim to recover your losses.
What is FINRA arbitration?
FINRA arbitration is a legal forum for resolving disputes between investors and brokerage firms. It is faster and less expensive than traditional litigation.
