NB Private Equity Credit Opportunities Fund LP Securities Investigation
Concerned about your investment in NB Private Equity Credit Opportunities Fund?
Are you concerned about your investment in NB Private Equity Credit Opportunities Fund LP? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment.
NB Private Equity Credit Opportunities Fund is a closed private equity fund managed by Neuberger Berman Crossroads.
According to SEC filings, the company filed a Form D to raise capital from investors in 2017. According to the filings, the offering type was Pooled Investment Fund Interests. The total offering amount sold was purportedly $222,435,000 and the sales compensation recipients was purportedly Stifel Nicolaus & Co.
Unfortunately brokers may not always adequately explain the risks and liquidity problems of the purchase of units in a Limited Partnership to investors. These investments are often considerably more risky than traditional investments such as stocks, bonds, or mutual funds. They also typically come with high fees and commissions.
The White Law Group is investigating potential securities claims involving FINRA registered brokerage firms who may have unsuitably recommended high risk investments such as NB Private Equity Credit Opportunities Fund LP to investors.
Broker dealers are required to perform adequate due diligence on any investment they recommend. They must ensure that all recommendations are suitable for the investor. Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience.
If a broker dealer fails to perform due diligence on any investment that they recommend, they may be held responsible for investment losses.
If you are concerned about your investment in NB Private Equity Credit Opportunities Fund the White Law Group may be able to help you. To speak with a securities attorney about your options, please call The White Law Group at 888-637-5510 for a free consultation.
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee.
For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit?https://www.whitesecuritieslaw.com.
Tags: finra lawsuit, high commissions, NB Private Equity Credit Opportunities Fund class action lawsuit, NB Private Equity Credit Opportunities Fund complaints, NB Private Equity Credit Opportunities Fund investigation, NB Private Equity Credit Opportunities Fund lawsuit, securities investigation, unsuitable investment advice NB Private Equity Credit Opportunities Fund Last modified: April 17, 2020