Madison Funding 1 LLC – Investigating Potential Claims
The White Law Group is investigating potential securities claims involving Madison Funding 1 LLC and the liability brokerage firms may have for improperly recommending it to investors.
Madison Funding 1 is a Reg D private placement investment. Regulation D, and SEC regulation, allows small to midsize companies an opportunity to raise capital from investors with less expense and reporting requirements than traditional means, making it quite popular. Often these private placement investments are touted for their income potential and for being “non-correlated” to the stock market. Madison Funding 1 LLC reportedly filed a form D to raise capital from investors in 2019. The total offering amount was purportedly $5,115,000, according to the Reg D filing.
Risks of Investing in REG D Private Placements
Private placement investments such as Madison Funding 1 LLC, are typically illiquid investments. There are often legal or contractual restrictions on your ability to transfer your holdings, and even if sale of your holdings is permitted there may be no buyers. You may need to hold these securities for an indefinite period of time.
Companies that issue unlisted securities may provide little or no transparency into their ongoing operations and financial condition. While some private placement investments may make periodic distributions, some may not make any.
FINRA Arbitration
FINRA (Financial Industry Regulatory Authority) is a self-regulatory organization that oversees the securities industry in the United States. If your broker has defrauded you, you may be able to file a claim with FINRA to seek resolution through arbitration.
Having a securities attorney to assist you with FINRA arbitration is highly recommended, even though it’s not mandatory. The intricacies of FINRA arbitration can be challenging to navigate, and a skilled attorney with expertise in securities law can significantly enhance your prospects of a successful outcome.
The White Law Group can help you evaluate the strength of your case, draft a well-structured statement of claim that accurately presents your allegations of fraud and desired damages, and provide representation during the arbitration hearing by presenting evidence and making compelling arguments on your behalf. Additionally, an attorney can engage in negotiation efforts for a potential settlement before the arbitration process begins. Opting for a securities attorney ensures that your rights are safeguarded throughout the arbitration process, maximizing your likelihood of achieving a favorable resolution.
Free Consultation with a Securities Attorney
This information is being provided by The White Law Group. The White Law Group, LLC is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. We represent investors in all 50 states in claims against their brokerage firms.
If you are concerned about your investment in Madison Funding 1 LLC, please contact the securities attorneys of The White Law Group at 888-637-5510 for a free consultation.
For more information on The White Law Group, visit https://whitesecuritieslaw.com.
