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Leonard Kinsman, Broker Investigation

Leonard Kinsman, Broker Investigation, featured by Top Securities Fraud Attorneys, The White Law Group

Financial Advisor Lenny Kinsman, Wells Fargo Advisors in Staten Island, NY

Leonard Kinsman Reportedly Barred after Alleged Failure to Provide Testimony in FINRA’s investigation

According to public records on the Financial Industry Regulatory Authority (FINRA) website, the regulator has reportedly barred financial advisor Leonard Kinsman after he apparently failed to provide information in its investigation about “the events resulting in Kinsman’s termination from the Firm and sales practice complaints.”

After FINRA staff sent a request to Kinsman for the production of information, he purportedly refused to cooperate with the investigation and consequently has been barred for associating with any FINRA member at any time.

According to his broker profile, during his 22 year career in the securities industry Kinsman was reportedly registered with Wells Fargo Advisors in Staten Island, NY from 2014 until 2019.  Prior to that, he was reportedly affiliated with Merrill Lynch for 3 years. He has 5 customer complaints reportedly filed against, according to FINRA. Allegations include “unsuitable investment recommendations, forgery and falsifying business records,” among others.

If you have suffered investment losses with Leonard Kinsman (Lenny Kinsman) , please call the securities attorneys at The White Law Group at 888-637-5510 for a free consultation. 

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee.

For more information on The White Law Group, and its representation of investors, please visit www.WhiteSecuritiesLaw.com.


Tags: , , , , , , , Last modified: May 20, 2020