According to a recent FINRA disciplinary announcement, Jeffrey Scott Ingros (CRD #2091822, Beaver, Pennsylvania) has submitted an AWC in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Ingros consented to the sanction and to the entry of findings that he refused to appear for FINRA on-the-record testimony during its investigation into allegations against him, including that he accepted undisclosed loans from customers and engaged in outside business activities.
For the full FINRA findings, see FINRA Case #2013039166001.
According to Ingros’ FINRA BrokerCheck, he was employed by RAYMOND JAMES FINANCIAL SERVICES, INC from 11/2013 – 02/2016 and MERRILL LYNCH from 05/2007 – 11/2013.
The foregoing information, which is all publicly available on FINRA’s website, is being provided by The White Law Group. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.
For information on the firm and its representation of investors, visit https://whitesecuritieslaw.com.
For a free consultation with a securities attorney, please call 888-637-5510.Tags: Jeffrey Ingros Beaver Pennsylvania, Jeffrey Ingros financial advisor, Jeffrey Ingros FINRA investigation, Jeffrey Ingros FINRA lawsuit, Jeffrey Ingros FINRA litigation, Jeffrey Ingros Merrill Lynch, Jeffrey Ingros Raymond James Last modified: May 16, 2016