According to FINRA, Jeffrey H. Howell (CRD# 4561368, Chesterfield, MO) submitted an AWC in which he was barred from association with any FINRA member in any capacity.
Between September 2008 and November 2014, Howell allegedly provided false weekly reports to a customer, overvaluing a customer’s account by as much as $3 million. Howell also, according to FINRA, allegedly altered three UBS account statements to conceal the inaccuracies in the false weekly reports.
According to the AWC, Howell purportedly used his personal e-mail account to send certain of the false reports to his customer, causing his firm to maintain inaccurate books and records. In addition, he allegedly refused to provide testimony as requested.
For FINRA’s full findings see, FINRA Case # 20140434786-01.
According to FINRA Broker Check, Howell was registered with UBS Financial Services in Chesterfield, MO from 09/2002 – 11/2014.
If you suffered losses investing with Jeffrey Howell, the attorneys at The White Law Group may be able to help. For a free consultation, please call (888) 637-5510.
The foregoing information, which is all publicly available on FINRA’s website, is being provided by The White Law Group. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. For more information on the firm and it’s representation of investors, visit www.whitesecuritieslaw.com.Tags: Jeffrey H. Howell barred, Jeffrey H. Howell class action, Jeffrey H. Howell complaints, Jeffrey H. Howell financial advisor UBS, Jeffrey H. Howell information, Jeffrey H. Howell investigation, Jeffrey H. Howell lawsuit, Jeffrey H. Howell litigation, Jeffrey H. Howell securities fraud attorney, Jeffrey H. Howell UBS losses, Jeffrey Howell FiNRA sanction, Jeffrey Howell securities license, Jeffrey Howell securities registration Last modified: October 14, 2016