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Written by 12:50 pm Blog, Securities Fraud Articles

Investigation into United Private Capital

Have you suffered investment losses in United Private Capital? If so, the securities attorneys of The White Law Group may be able to help by filing a complaint against the broker-dealer that sold you the investment.

According to a hearing notice filed by the Illinois Secretary of State, United Private Capital  is an Illinois registered corporation that was incorporated in October 2008. Unfortunately for investors, according to the Secretary of state, United Private Capital invested in the Maize Fund,  “a purported Foreign Exchange Fund which is currently defunct.”

Broker dealers have a responsibility to adequately perform due diligence on all investment recommendations to determine a reasonable likelihood of success. In addition, brokers are required to make suitable investment recommendations based on the clients age, investment objectives, risk tolerances and net worth. Broker-dealers and investment adviser’s who make unsuitable investment recommendations or fail to adequately disclose investment risks can be held accountable for losses suffered through a FINRA arbitration claim.

If you have concerns regarding your investment in United Private Capital, and would like to speak with a securities attorney about your litigation options, please call The White Law Group at 312-238-9650 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida.

For more information on The White Law Group, please visit our website at www.WhiteSecuritiesLaw.com.

Tags: , , , , , , , , , Last modified: July 17, 2015