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Written by 9:35 pm Securities Fraud Articles

Hossein Amirriahei Barred from Securities Industry

Hossein Amirriahei

Recovery of Investment Losses with Hossein Amirriahei

Have you suffered losses investing with Hossein Amirriahei? If so, the attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm that employed him.

According to FINRA, Hossein Amirriahei has recently been barred from association with any FINRA member in any capacity. In March 2017, FINRA began investigating whether, while associated with Wells Fargo, Amirriahei had engaged in unauthorized and/or discretionary trading in two customers’ accounts. FINRA staff sent a request to Amirriahei for on-the-record testimony which he refused. By refusing to appear for testimony as requested, Amirriahei violates FINRA Rules 8210 and 2010. Amirriahei has been permanently barred from the securities industry.

For FINRA’s full findings see FINRA case # 2016051344401.

According to his FINRA BrokerCheck report, Amirriahei was registered with Wells Fargo Advisors in Los Angeles, CA from 07/01/2003 until he was discharged in September for alleged unauthorized trading in customer accounts. He has two customer disputes listed on his Broker Report.

Failure to Supervise

The White Law Group is investigating the liability that Hossein Amirriahei’s FINRA employer may have for his actions.

When a broker violates industry rules, his or her employer may be liable for negligent supervision and responsible for investment losses in a FINRA dispute resolution claim.

If you were a victim of Hossein Amirriahei and would like to discuss your potential to recover your losses through a FINRA arbitration claim, please call the securities attorney of The White Law Group at 888-637-5510 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida.

To learn more about The White Law Group, please visit www.WhiteSecuritiesLaw.com.


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