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Written by 5:37 pm Blog

Giovanni L. Acevedo barred from securities industry.

According to a recent FINRA announcement, Giovanni L. Acevedo (CRD #2508321, Wilton Manors, Florida) recently submitted an Offer of Settlement in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Acevedo consented to the sanctions and to the entry of findings that he converted more than $160,000 from individuals, including customers, for his own personal use. The findings stated Acevedo provided false information to FINRA during its investigation of his conversion of funds and failed to provide FINRA with requested information during the course of its investigation.

For the full FINRA findings, see FINRA Case #2014041529001.

According to his FINRA Broker Check, Acevedo was registered with VOYA FINANCIAL ADVISORS, INC. from August 2006 through September 2014.

The foregoing information, which is all publicly available on FINRA’s website, is being provided by The White Law Group.  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.  For more information on The White Law Group, visit http://www.whitesecuritieslaw.

For a free consultation with a securities attorney, please call the firm at 1-888-637-5510.

Tags: , , , , Last modified: April 19, 2016