According to a FINRA announcement in April 2009, Francis Michael Evans was suspended from FINRA for falsifying signatures on documents related to a customer’s annuity policies, in violation of FINRA Conduct Rule 2110. FINRA suspended Francis Michael Evans suspended from associating with any FINRA member firm in all capacities for six months. The decision appears to have been appealed.
If you have questions about investments you made with Francis Michael Evans or NY Life Securities, or if you believe that you have been the victim of a securities fraud, The White Law Group may be able to help. To speak to a securities attorney, please call our Chicago office at 312-238-9650.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida.
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Tags: Francis Michael Evans, NY Life Securities Last modified: December 1, 2022